Request to Initiate an Internal Investigation Memorandum (Upjohn Memo) For Internal Investigations

The legal template "Request to Initiate an Internal Investigation Memorandum (Upjohn Memo) For Internal Investigations" is designed to facilitate the formal request and documentation of an internal investigation within an organization.

This template is based on the landmark legal case, Upjohn Co. v. United States, where the United States Supreme Court recognized the need for privilege protection during internal investigations. The Upjohn Memo, named after this case, refers to a type of memo or communication that is protected by attorney-client privilege.

When an organization becomes aware of potential misconduct, this template can be used to prepare a formal request to launch an internal investigation. The memo provides a framework for documenting the reasons for initiating the investigation, the parties involved in the decision-making process, and the objectives and scope of the investigation.

This template helps ensure that the request for an internal investigation follows a structured approach, which is crucial for maintaining the attorney-client privilege and protecting sensitive information. By using this template, the organization can clearly establish that the investigation is initiated at the direction of legal counsel for the purpose of providing legal advice or representation.

Moreover, the template may include sections to outline the procedural aspects of the investigation, such as the identification of a dedicated team responsible for conducting the investigation and any external resources that may be involved. It may also highlight the importance of confidentiality and the need to restrict dissemination of information about the investigation.

Overall, the "Request to Initiate an Internal Investigation Memorandum (Upjohn Memo) For Internal Investigations" template provides organizations with a structured and legally sound approach to initiating internal investigations while maintaining attorney-client privilege.