Investment Advisory Contract (Genie AI)

Contract template sketch
About this template
The Investment Advisory Contract (Genie AI) under USA law is a legal template that regulates the provision of investment advisory services by an artificial intelligence platform called Genie AI. This contract outlines the terms and conditions agreed upon by the investment advisor, typically a business entity or an individual, and the client seeking investment advice and management.

The contract primarily focuses on the responsibilities, obligations, and limitations of Genie AI as an investment advisor, ensuring compliance with applicable laws and regulations. It may cover specific matters such as the scope of services provided, investment strategies employed, risk tolerance, investment goals, fees, and compensation structure. The contract also addresses the advisory firm's duty to provide accurate and timely information, maintain confidentiality, and disclose any potential conflicts of interest.

Moreover, the contract outlines the client's obligations, including providing complete and accurate information about their financial situation, goals, and risk tolerance. It may also highlight the client's right to review and monitor their investment portfolio, terminate the investment advisory relationship, and seek legal remedies for any breaches by the advisor.

To ensure compliance with relevant US laws, the contract may incorporate provisions related to the Investment Advisers Act of 1940, the Securities Exchange Act of 1934, and other applicable federal and state regulations, as well as the guidelines set by the Securities and Exchange Commission (SEC) and other regulatory bodies.

Overall, the Investment Advisory Contract (Genie AI) template ensures a clear and legally binding agreement between the investment advisor and the client, providing a foundation for establishing a professional and transparent relationship in accordance with US investment advisory laws and regulations.
How it works
get started
Unlock access to 150+ templates covering sales, employment, investment, IP and other matters

Templates properties


Genie AI




Free to use

Template Type
Relevant sectors
This document is likely to be relevant to all sectors: Agriculture, Forestry and Fishing; Mining; Construction; Manufacturing; Transport; Energy; Wholesale; Retail; Finance; Insurance; Real Estate; Legal Services; Consumer, Public & Health Services; Education; Media; Consultancy; Technology; Public Administration; Sport & Entertainment; Other
Contract Type
Business Category
Create this template
How it works
get started