Due Diligence Request List: Securities Offerings

A Due Diligence Request List: Securities Offerings under USA law is a legal template that provides a comprehensive checklist of information and documents that should be requested by potential investors in a securities offering under United States law.

In the context of securities offerings, due diligence refers to the thorough review and investigation of the offering's key aspects, such as the issuer's financial situation, business operations, legal compliance, and associated risks. This template is designed to assist parties involved in a securities offering, including investors, underwriters, legal professionals, and other relevant stakeholders to ensure that the necessary information is gathered, assessed, and disclosed in a structured manner.

The template covers various aspects of the offering process, including the general information about the issuer and its business operations, financial statements and projections, corporate governance structure, legal and regulatory compliance, intellectual property rights, material contracts, industry analysis, major risk factors, litigation history, and any other information that may be relevant to the investment decision-making process.

By utilizing this template, parties involved can better organize and streamline their due diligence efforts, enabling them to identify potential risks, verify the accuracy of information provided, and make informed investment decisions. This template is intended to serve as a starting point for tailoring due diligence requests according to the specific needs of the securities offering and should be used in conjunction with legal advice from qualified professionals familiar with securities laws in the United States.