Financial Services

This template outlines the financial notifications that broker-dealers must submit to the SEC and FINRA.

This online document provides a template brokerage contract that outlines favorable clauses for both the owner and broker, and can be tailored to meet the parties' needs.

This online document provides a template form of brokerage contract that gives a broker the sole right to sell commercial real property on behalf of the owner, with clauses favorable to both parties that can be tailored to their needs.

Are you looking for a legal document to document a loan between a lender and a borrower? Our Convertible Note Agreement template is the perfect solution for you. This template outlines the rights and obligations of both the lender and the borrower, as well as the terms of the loan, the interest rate, the repayment terms, and the conversion terms. It is important to make sure that the terms of the loan are fair and reasonable for both parties, and that the lender and borrower are both aware of the risks associated with the loan. Furthermore, the conversion terms are clearly outlined so that the borrower understands the implications of converting the loan into equity. With our Convertible Note Agreement template, you can be sure that you have a legal document that covers all of the necessary details and protects both parties.

This term sheet outlines the terms of a private placement of convertible promissory notes to accredited investors in accordance with federal securities regulations.

This purchase contract is intended for early-stage startup companies to raise seed capital from accredited investors, such as angel investors, friends, and family, in reliance on Rule 506 of Regulation D or Section 4(a)(2) of the Securities Act.

A counter standby letter of credit is a type of standby letter of credit used in international sale transactions to provide security to the seller.

A cross-receipt template is delivered at the closing of a Rule 144A offering of debt securities, confirming receipt of debt securities by initial purchasers and net proceeds by the issuer.

Are you looking for a Deposit Account Agreement template that will protect both you and your financial institution? This template is designed to outline the rights and responsibilities of both parties, including the customer’s right to withdraw funds, the bank’s right to charge fees, and the bank’s right to close the account. It also outlines the bank’s policies regarding overdrafts, interest rates, and other account features. Additionally, this template ensures that all applicable laws and regulations are met. With this template, you can rest assured that your funds are secure and your rights are protected.

This document template provides a set of policies and procedures to help a broker-dealer comply with FINRA Rule 3210.

This is a template letter from a borrower to a lender requesting a modification or adjustment on their outstanding debt due to financial hardship.

This template is a short forbearance contract for use when a borrower defaults on a commercial Property loan secured by real property in California, and the lender agrees to temporarily refrain from exercising its remedies without any substantial restructuring of the loan.

This document is a standard forbearance contract for use when a borrower defaults on a commercial property loan in New York and the lender agrees to temporarily refrain from exercising its remedies.

This template is a simple forbearance contract for use when a borrower defaults on a commercial Property loan in Texas, allowing the lender to temporarily refrain from exercising its remedies.

Are you looking for a way to raise capital for your startup without going through a lengthy process of issuing equity? A convertible note document may be the solution you're looking for. This template provides all the necessary legal information, including the amount of money being borrowed, the interest rate, the conversion rate, the maturity date, and the rights and obligations of both the borrower and the lender. With this template, you can ensure that the terms of the loan are clearly stated and that any disputes can be easily resolved. Invest in your future today with this convenient and comprehensive convertible note template.

Are you looking for an Interest Rate Swap Agreement template? This template provides a comprehensive and legally binding contract between two parties that outlines the terms and conditions of an interest rate swap transaction. The document covers the exchange of a fixed rate of interest for a floating rate of interest, the payment obligations of each party, the calculation of the interest rate, and the termination of the agreement. This template ensures that both parties understand the terms of the agreement and provides legal protection in the event of a dispute. Get your Interest Rate Swap Agreement template today for a comprehensive and legally binding contract.

This consent template authorizes the managing member of a Georgia LLC to purchase and finance commercial Property by entering into a purchase and sale contract and loan contract, and executing and delivering all other documents necessary to complete the closing.

This document template provides a consent form for a Delaware LLC to authorize the managing member to enter into a loan and execute all necessary documents for closing the transaction.

This consent template authorizes the managing member of a Massachusetts LLC to enter into a loan contract and execute the necessary documents to refinance its real property mortgage loan.

This consent template form allows the managing member or designated members of a New Jersey LLC to enter into a loan contract and execute all necessary documents to close the loan transaction.

This consent authorizes the managing member of an LLC in New York to enter into a loan for commercial Property and to execute all necessary documents for closing the transaction.

This consent template authorizes the members of a Pennsylvania LLC to enter into a loan contract and execute the necessary documents to close the transaction for financing commercial Property.

This consent template form allows the managers, members, or appointed officers of a Texas LLC to enter into a loan contract and execute documents necessary to complete the loan closing.

This consent authorizes the managers of an LLC to enter into a loan for financing commercial property and to execute all necessary documents for closing the transaction.

This template provides a seller of goods with a letter responding to a buyer's demand for adequate assurances against anticipatory repudiation or breach of contract under Section 2-609 of the Uniform Commercial Code, with integrated notes and drafting tips.

This document template provides instructions for transferring financial accounts to a revocable trust in Florida, with integrated notes and drafting tips.

This document template provides instructions for transferring financial accounts to a revocable trust in Illinois, with integrated notes and drafting tips.

This document template provides instructions for transferring financial accounts to a revocable trust, with integrated notes and drafting tips.

This online document is an outline template form of loan contract for a loan transaction between a borrower and a single bank lender.

This template is an appointment letter for a new agent under a distribution contract for a medium-term note (MTN) program, with alternative language for a one-time appointment and explanatory drafting notes.

This template provides a contract for a mortgage lender to use a third-party company to process its mortgage loans, with provisions to ensure compliance with federal loan origination laws.

This is a payoff letter template used to request repayment of a loan and termination of the loan contract.

Are you looking for a legal document to provide financing to a company? Look no further than a Secured Convertible Promissory Note (SCPN). This template provides the terms of the loan, the rights of the lender, the rights of the borrower, the interest rate, the repayment schedule, and the process for converting the loan into equity. It is an ideal solution for venture capital firms, angel investors, and other private investors who are looking to provide financing to startup companies. With this template, you can ensure that the terms of the loan are clear and that the lender's rights are properly defined. You can also make sure that the interest rate is reasonable and the repayment schedule is manageable for the borrower. And finally, the process for converting the loan into equity is clearly outlined so that the borrower understands what will happen if the loan is converted. Get this Secured Convertible Promissory Note template today and get the financing you need.

Are you looking for a legal document to secure a loan or other financial obligation? If so, then a Secured Guaranty template may be the perfect solution for you. This document provides a guarantee that the borrower will repay the loan or other financial obligation in full and outlines the terms and conditions of the loan, including the interest rate, repayment schedule, and any other relevant details. Additionally, this document can be used when a lender requires additional security to ensure that the loan is repaid in full. With this Secured Guaranty template, you can rest assured that your loan or other financial obligation is secure and legally binding.

This side letter outlines the rights granted to convertible note investors, including MFN, ROFO, "Major Investor" rights, expense reimbursement, information, and observer rights.

This document is a template form of sight draft for use by the beneficiary to demand payment under a standby letter of credit.

This convertible promissory note is intended to facilitate private placements of securities to accredited investors in compliance with securities regulations.

This is a template form of standby letter of credit that can be used for syndicated loan contracts or standalone issuances.

A bank and its customer agree to a contract in which the bank will issue standby letters of credit and the customer will reimburse the bank if payments are made.

Are you looking for a way to provide financing to your company? A Subordinated Convertible Note template could be the solution. This document outlines the loan terms, including the amount of money borrowed, the interest rate, the repayment schedule, and the conversion terms. It also outlines the rights of the lender, including the right to convert the loan into equity in the company. This document is typically used by venture capitalists and other investors to provide capital to early-stage companies. With this template, you can ensure that your company’s financial position is not negatively impacted by the terms of the loan and that the conversion terms are fair and reasonable.

This template is a form of contract that establishes lien priority of a mortgage over a commercial lease in Massachusetts, with provisions for subordination, attornment, landlord defaults, lease amendments, and mortgage protection.

This document is a template form of a time draft for use in making a presentation under a deferred payment standby letter of credit.